Keynote:

Julia Hoggett, Director of Market Oversight, Financial Conduct Authority

Moderator:

Angela Hayes, Partner, TLT LLP

Panel discussion:

• Managing the new risks posed by the Covid-19 crisis
• Issuers' disclosure obligations when raising capital Risks of delayed disclosure
• The move to working from home: monitoring the dissemination and use of inside information by remote workers
• Ensuring effective suspicious transaction reporting remotely

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SESSION 1B

Update on market conduct enforcement in Europe and beyond

• Where have there been successes?
• What is the focus of current enforcement effort?
• Cross border cooperation between regulators
• What next?

Panel:

Carlo Milia, Financial Economist, Market Abuse Investigation Unit, CONSOB

Further panellists tbc

Aligning market abuse surveillance and controls with AML/financial crime surveillance and controls

• Regulatory expectations
•  Impact of Chapter 8 of the FCA's financial crime guide
• What does this mean in practice for surveillance and reporting controls?

Moderator:

Ian Mason, Partner, Gowling WLG

Panel:

Mark Compton, Head of EMEA Markets and Treasury Compliance, BNY Mellon

Ryan Taylor, Global Head of Compliance, Brevan Howard

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SESSION 2B

Foreign Exchange and Commodities issues

• Industry Codes and SM&CR Conduct Rule 5
• Should the perimeter of the EU Market Abuse Regulation be extended?

Moderator:

Speaker tbc, Eversheds-Sutherland

Panel:

Martin Pluves, CEO, FICC Market Standards Board

Katy Hyams, Senior Regulatory Counsel, LME

Alexander McDonald, CEO, European Venues and Intermediaries Association

Market soundings – is the MAR regime working?

Moderator:

To be confirmed

Panel:

Ruari Ewing, Senior Director, Market Practice and Regulatory Policy, ICMA

Further panellists tbc

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SESSION 3B

Suspicious transaction and order reporting

Moderator:

To be confirmed

Panel:
David Churton, Managing Director, Compliance, Morgan Stanley

Matthew Coupe, Director, Market Structure, Barclays Investment Bank

Further panellists tbc

Best practice in disclosure of information

• Issuers' disclosure obligations
• Circumstances for delaying disclosure
• Insider lists Cleansing announcements
• Perimeter of inside information definition

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SESSION 4B

Market manipulation enforcement

• Trends in market manipulation enforcement vs insider dealing
• Strategies to identify and prevent manipulative behaviour