• Already Registered?
Skip Navigation
The 5th Annual Culture and Conduct Forum for the Financial Services Industry
  •      
  • Home
    • Summary
  • Speakers
    • Speakers
  • Agenda
    • Agenda
  • Sponsors and Exhibitors
    • Sponsors
    • Exhibitors
  • Supporters
    • Supporters
  • Past Events & Attendees
    • Related Events
  • Fees & Booking
    • Fees & Booking
  • Contact us
    • Contact us
  • Facebook
  • Twitter
    Tweet
  • LinkedIn

Agenda

  Go
 [+] Show Description
  • Thursday, November 14, 2019
    • Thursday, November 14, 2019
    •  
      8:15 AM  -  8:55 AM
      Registration, networking and morning coffee
      8:55 AM  -  9:00 AM
      Chairman’s opening remarks

      Jo Paisley, Co-President, GARP Risk Institute

      Speaker Biogs:
      • Jo Paisley 
      9:00 AM  -  9:15 AM
      Keynote address

      Jonathan Davidson, Director of Supervision – Retail and Authorisations; Member of the Executive Committee, Financial Conduct Authority 

      Speaker Biogs:
      • Jonathan Davidson 
      9:15 AM  -  10:00 AM
      Exploring the role of ’purpose’ in creating healthy cultures

      Moderator
      Sir Charles Bowman, Partner, PwC 

      Panel
      Joe Garner, Chief Executive Officer, Nationwide Building Society
      Tiina Lee, Chief Executive Officer, UK and Ireland, Deutsche Bank
      Andrew Wilson, Chief Executive Officer EMEA, Goldman Sachs Asset Management International

      Speaker Biogs:
      • Sir Charles Bowman, 
      • Joe Garner, 
      • Tiina Lee, 
      • Andrew Wilson 
      10:00 AM  -  10:40 AM
      Regulation and culture: Is the SMCR an effective tool for changing culture?

      * Please note that this session is under the Chatham House Rule *

      Moderator:
      Andrea Finn, Partner, Simmons & Simmons LLP

      Panel:
      Beatriz Martín Jiménez, UK Chief Executive, UBS AG London Branch and Global Chief Operating Officer, UBS Investment Bank
      Stacey Mullin, Chief Operating Officer EMEA, BlackRock
      Philippe Tromp, Chair of Audit Committee, AIG UK

      Speaker Biogs:
      • Andrea Finn, 
      • Beatriz Martín Jiménez, 
      • Stacey Mullin, 
      • Philippe Tromp 
      10:40 AM  -  11:00 AM
      Networking and morning coffee
      11:00 AM  -  11:20 AM
      Presentation I

      Managing conduct risk through culture

      Emma Rachmaninov, Partner, Freshfields Bruckhaus Deringer LLP
      Caroline Stroud, Partner, Freshfields Bruckhaus Deringer LLP 
      Holly Insley, Freshfields Bruckhaus Deringer LLP

      Speaker Biogs:
      • Emma Rachmaninov 
      11:20 AM  -  12:00 PM
      Creating cultures that support speaking up and listening up

      Moderator:
      Francesca West, Chief Executive Officer, Protect

      Panel:
      Alison Cottrell, Chief Executive Officer, Banking Standards Board
      Georges Elhedery, Group General Manager, Head of Global Markets, HSBC
      Graham Long, Chief Executive Officer and Co-Founder, Safecall

      Speaker Biogs:
      • Alison Cottrell, 
      • Georges Elhedery, 
      • Graham Long 
      12:00 PM  -  12:20 PM
      Presentation II

      Carl Redfern, Compliance Director, Redland

      Speaker Biogs:
      • Carl Redfern 
      12:20 PM  -  1:00 PM
      Diversity vs Tokenism: pay gaps and underrepresentation

      Moderator:
      Chris Ninan, Partner, Herbert Smith Freehills LLP

      Panel:
      Irshaad Ahmad, Head of Institutional Europe, Allianz Global Investors
      Tracy Blackwell, Chief Executive Officer, Pension Insurance Corporation
      Teresa Parker, President EMEA, Northern Trust

      Speaker Biogs:
      • Irshaad Ahmad, 
      • Tracy Blackwell, 
      • Chris Ninan, 
      • Teresa Parker 
      1:00 PM  -  2:00 PM
      Networking and lunch
      2:00 PM  -  2:25 PM
      Presentation III

      James Bergin, Deputy General Counsel and Senior Vice President of the Legal Group, Federal Reserve Bank of New York

      Speaker Biogs:
      • James Bergin 
      2:25 PM  -  2:45 PM
      Presentation IV

      Martin Pluves, Chief Executive Officer, FMSB

      Speaker Biogs:
      • Martin Pluves 
      2:45 PM  -  3:10 PM
      Presentation V

      Culture change: practical insights and learnings

      David Berman, Partner, Latham & Watkins

      3:10 PM  -  3:35 PM
      Afternoon tea
      3:35 PM  -  4:25 PM
      Outcomes of culture vs behaviour that drives it – which should you be measuring?

      Moderator
      Anthony Belchambers, Chairman, Saxo Capital Markets and NED, Westpac, Europe

      Panel:
      Tracy Clarke, Regional CEO, Europe & Americas and CEO, Private Bank, Standard Chartered 
      Tulsi Naidu, Chief Executive Officer, Zurich UK
      Saker Nusseibeh, Chief Executive Officer, Hermes Investment Management

      Speaker Biogs:
      • Anthony Belchambers, 
      • Tracy Clarke, 
      • Tulsi Naidu, 
      • Saker Nusseibeh 
      4:25 PM  -  4:30 PM
      Chairman’s closing remarks and close of the conference
    Printer Friendly
    Already Registered?

    Cvent Twitter#CultureandConduct


    Organised by:

    C&FGlobal-3_white background​


    Sponsored by:

    Freshfields logo

    HSF_Logo2_100mm_CMYK 2  

    Latham & Watkins (Sponsorship) Logo

    Redland logo


     Safecall logo (small)

    Simmons&Simmons


    Exhibitor +

    Garp logo


    Supported by:

    CISI logo

    IBESQCOL

    PIMFA Logo - Full Name

    IEO

    Top