The SFTR Implementation Forum - Agenda | Online Registration by Cvent

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Wednesday, October 2, 2019

Wednesday, October 2, 2019

8:30 AM - 9:10 AM	Registration & morning coffee
9:10 AM - 9:20 AM	Chair’s opening remarks
9:20 AM - 9:35 AM	Opening address Introduction to SFTR: requirements and regulatory backdrop Increasing transparency and oversight: why regulators need SFTR Reasons behind changes in transaction reporting regulations Data requirements, ISINs, difference between repos and collateral Do we need smart regulations?
9:35 AM - 9:50 AM	Keynote address I Preparing for SFTR at the national level
9:50 AM - 10:45 AM	Panel I SFTR technical standards and implementation guidelines: understanding issues and overcoming concerns Current industry position, extraterritoriality, who is caught by it and who should not report Reporting collateral: what, by when and to whom? Modification, valuation and validation reports Transaction reporting format and current issues in the marketplace Reporting exemptions Moderator David Field, Head of Prime Services & Securities Finance, Delta Capita Panel Adrian Dale, Director, ISLA Alexander Westphal, Director, Market Practice and Regulatory Policy, ICMA Melanie Claasen, Director SFTR & Uncleared Bilateral Margin Programme, UBS Speaker Biogs: Melanie Claasen, Adrian Dale, Alexander Westphal
10:45 AM - 11:05 AM	Morning coffee and networking
11:05 AM - 12:00 PM	Panel II Harmonising trade data and reporting requirements: lessons learnt from EMIR, MiFIR and REMIT Data readiness as a key focus for firms in the short term Data gathering and data governance Ensuring that all gaps in data are identified and remedied in advance of reporting Emission and use of LEIs Managing challenges of 3rd party data dependencies and interoperability EMIR Refit and its impact on trade reporting Panel Daniel Shooter, Assistant VP, Regulation, Compliance and Anti-Financial Crime, Deutsche Bank AG Tom Pikett, Vice President, SFTR Implementation, JP Morgan Agency Securities Lending
12:00 PM - 12:20 PM	Keynote address III Standardising regulatory reporting requirements internationally: the adoption of ISO20022 Supervisory reporting at the EU level Cross-border industry testing Outstanding issues and areas of concern: geo-isolation risk Panel: Paul Janssens, Standards, Programme Director, Swift
12:20 PM - 1:20 PM	Lunch and networking
1:20 PM - 1:40 PM	Case study I Practical trading and process implications: collateral reporting and re-use Understanding complex collateral chains Avoiding domino effects Financial stability risk
1:40 PM - 2:35 PM	Panel III Updates on UPI/UTI harmonisation: overcoming uncertainties and challenges related to UTI emission and reconciliation How to put processes in place to absorb pairing and matching breaks Handling delays due to the unfamiliarity of the new processes Challenges that are likely to exist in reconciling report UTIs generation challenges and tips UTIs reporting counterparty Panellists: Emma Kalliomaki, Managing Director, Association of National Numbering Agencies scrl. and The Derivatives Service Bureau (DSB) Ltd Karla McKenna, Head of Standards, GLEIF and Director, Citi Bank Speaker Biogs: Emma Kalliomaki, Karla McKenna
2:35 PM - 3:05 PM	Case study II Reducing SFTR implementation cost through industry-wide mutualised testing Preparing and deploying a standardised test-pack How to improve the implementation outcome Gathering and sharing test data across the consortium David Field, Head of Prime Services & Securities Finance, Delta Capita
3:05 PM - 3:25 PM	Afternoon tea
3:25 PM - 4:15 PM	Panel IV Working with third-party vendors and trade repositories Role and responsibilities of third-party vendors and trade repositories How to choose the right partner: reputation with clients and regulators TRs and tech firms: best ways of interfacing with clients Covering the basics: data security, management and automation Reporting volume Moderator: Ron Finberg, Product Specialist, Cappitech Panellists: Len Delicaet, Head of Regulatory Reporting Strategy, Trax
4:15 PM - 5:05 PM	Panel V Evolution rather than revolution: harnessing new technologies to optimise reporting Addressing the clients’ classification and communication issues arising from SFTR Industry testing, discrepancies observed in bookings, field challenges, lifecycle events and corporate actions Vendor flows and vendor platforms (trading venues, CCPs) Realising operational leverage with EMIR and MiFID II solutions Legacy systems, integration and cost
5:05 PM - 5:15 PM	Chair’s closing remarks
5:15 PM - 6:30 PM	Drinks reception

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