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The SFTR Implementation Forum
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Agenda

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  • Wednesday, October 2, 2019
    • Wednesday, October 2, 2019
    •  
      8:30 AM  -  9:10 AM
      Registration & morning coffee
      9:10 AM  -  9:20 AM
      Chair’s opening remarks
      9:20 AM  -  9:35 AM
      Opening address

      Introduction to SFTR: requirements and regulatory backdrop

      • Increasing transparency and oversight: why regulators need SFTR
      • Reasons behind changes in transaction reporting regulations
      • Data requirements, ISINs, difference between repos and collateral
      • Do we need smart regulations?
      9:35 AM  -  9:50 AM
      Keynote address I

      Preparing for SFTR at the national level

      9:50 AM  -  10:45 AM
      Panel I

      SFTR technical standards and implementation guidelines: understanding issues and overcoming concerns

      • Current industry position, extraterritoriality, who is caught by it and who should not report
      • Reporting collateral: what, by when and to whom?
      • Modification, valuation and validation reports
      • Transaction reporting format and current issues in the marketplace
      • Reporting exemptions

      Moderator
      David Field, Head of Prime Services & Securities Finance, Delta Capita

      Panel
      Adrian Dale, Director, ISLA 
      Alexander Westphal, Director, Market Practice and Regulatory Policy, ICMA
      Melanie Claasen, Director SFTR & Uncleared Bilateral Margin Programme, UBS 
      Speaker Biogs:
      • Melanie Claasen, 
      • Adrian Dale, 
      • Alexander Westphal 
      10:45 AM  -  11:05 AM
      Morning coffee and networking
      11:05 AM  -  12:00 PM
      Panel II

      Harmonising trade data and reporting requirements: lessons learnt from EMIR, MiFIR and REMIT

      • Data readiness as a key focus for firms in the short term
      • Data gathering and data governance
      • Ensuring that all gaps in data are identified and remedied in advance of reporting 
      • Emission and use of LEIs
      • Managing challenges of 3rd party data dependencies and interoperability
      • EMIR Refit and its impact on trade reporting

      Panel
      Daniel Shooter, Assistant VP, Regulation, Compliance and Anti-Financial Crime, Deutsche Bank AG
      Tom Pikett, Vice President, SFTR Implementation, JP Morgan Agency Securities Lending


       

      12:00 PM  -  12:20 PM
      Keynote address III

      Standardising regulatory reporting requirements internationally: the adoption of ISO20022

      • Supervisory reporting at the EU level
      • Cross-border industry testing
      • Outstanding issues and areas of concern: geo-isolation risk
      Panel:
      Paul Janssens, Standards, Programme Director, Swift
      12:20 PM  -  1:20 PM
      Lunch and networking
      1:20 PM  -  1:40 PM
      Case study I

      Practical trading and process implications: collateral reporting and re-use

      • Understanding complex collateral chains
      • Avoiding domino effects
      • Financial stability risk
      1:40 PM  -  2:35 PM
      Panel III

      Updates on UPI/UTI harmonisation: overcoming uncertainties and challenges related to UTI emission and reconciliation

      • How to put processes in place to absorb pairing and matching breaks
      • Handling delays due to the unfamiliarity of the new processes
      • Challenges that are likely to exist in reconciling report
      • UTIs generation challenges and tips
      • UTIs reporting counterparty
      Panellists:
      Emma Kalliomaki, Managing Director, Association of National Numbering Agencies scrl. and The Derivatives Service Bureau (DSB) Ltd
      Karla McKenna, Head of Standards, GLEIF and Director, Citi Bank

       
      Speaker Biogs:
      • Emma Kalliomaki, 
      • Karla McKenna 
      2:35 PM  -  3:05 PM
      Case study II

      Reducing SFTR implementation cost through industry-wide mutualised testing

      • Preparing and deploying a standardised test-pack 
      • How to improve the implementation outcome 
      • Gathering and sharing test data across the consortium

      David Field, Head of Prime Services & Securities Finance, Delta Capita

       
      3:05 PM  -  3:25 PM
      Afternoon tea
      3:25 PM  -  4:15 PM
      Panel IV

      Working with third-party vendors and trade repositories

      • Role and responsibilities of third-party vendors and trade repositories
      • How to choose the right partner: reputation with clients and regulators
      • TRs and tech firms: best ways of interfacing with clients
      • Covering the basics: data security, management and automation
      • Reporting volume
      Moderator:
      Ron Finberg, Product Specialist, Cappitech

      Panellists:
      Len Delicaet, Head of Regulatory Reporting Strategy, Trax
       
      4:15 PM  -  5:05 PM
      Panel V

      Evolution rather than revolution: harnessing new technologies to optimise reporting 

      • Addressing the clients’ classification and communication issues arising from SFTR
      • Industry testing, discrepancies observed in bookings,  field challenges, lifecycle events and corporate actions
      • Vendor flows and vendor platforms (trading venues, CCPs)
      • Realising operational leverage with EMIR and MiFID II solutions
      • Legacy systems, integration and cost
      5:05 PM  -  5:15 PM
      Chair’s closing remarks
      5:15 PM  -  6:30 PM
      Drinks reception

      Drinks Reception

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